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Wealth Hub

Portfolios, compliance, and client wealth — managed.

Wealth management practice operations with FSCA compliance automation, client portfolio overview, FICA document management, and CPD tracking. Built for SA's regulated financial services landscape.

The Problem

Financial advisors juggle FSCA compliance, FICA requirements, CPD obligations, and FAIS record-keeping across spreadsheets and paper files — while trying to actually advise clients on their wealth.

The Solution

Wealth Hub automates the compliance burden of running a financial advisory practice so advisors can focus on growing client wealth, not filling regulatory paperwork.

Why South Africa

SA's financial services sector is one of the most regulated in the world. FSCA, FAIS, FICA, and POPIA create layered compliance requirements. Most small advisory firms (1–5 advisors) lack purpose-built practice management tools.

Features

Everything You Need

Purpose-built tools for financial advisors, wealth managers, investment firms, ready on day one.

FSCA Compliance Manager

Track Cat I/II/IIA/III/IV FSP licenses, key individual requirements, representative appointments, and regulatory changes from the FSCA.

Client Portfolio View

Aggregated view of client investments across platforms. Asset allocation, performance tracking, and review meeting preparation.

FICA Document Vault

KYC/CIV document management with expiry tracking. Risk-based due diligence workflows aligned with FIC Act requirements.

CPD Tracker

Monitor Continuing Professional Development requirements per representative. Track hours, categories, and submission deadlines.

Record of Advice

Generate FAIS-compliant records of advice with suitability analysis, risk profiling, and client signature capture.

Fee Revenue Tracker

Track initial and ongoing fees, commission income, and AUM-based revenue. Client profitability analysis.

Preview

Your Dashboard

Dark dashboard with gold accents showing AUM growth chart, client portfolio cards with performance indicators, FSCA compliance score, and FICA document expiry alerts.

AUM Managed
R247M
Client Families
142
Compliance Score
98%
Monthly Revenue
R340k
Impact

Results That Matter

R247M

AUM Managed

142

Client Families

98%

Compliance Score

R340k

Monthly Revenue

FAQ

Frequently Asked Questions

Common questions about Wealth Hub for financial advisors, wealth managers, investment firms.

R299 per user per month. All features included — FSCA compliance, portfolio views, FICA vault, CPD tracking, records of advice, fee tracking. Add a branded website for R299/month extra.

Yes. Wealth Hub is cloud-based and works on any device with mobile data. Client data, compliance records, and portfolio views remain accessible during outages.

Yes. Portfolio summaries, review meeting agendas, and document requests can be shared with clients via WhatsApp — the quick communication channel SA clients prefer.

Wealth Hub is built for SA's regulatory landscape — FSCA, FAIS, FICA, and POPIA compliance are native, not bolted on. R299/month vs thousands for international platforms.

Yes. Track Cat I/II/IIA/III/IV FSP licenses, key individual requirements, representative appointments, and stay updated on regulatory changes from the FSCA.

Yes. KYC/CIV document management with expiry tracking and risk-based due diligence workflows aligned with FIC Act requirements — critical since SA's FATF greylisting.

Yes. Generate records of advice with suitability analysis, risk profiling, and client signature capture — meeting all FAIS requirements.

Yes. Monitor CPD hours, categories, and submission deadlines per representative to ensure everyone stays compliant.

No contracts. Month-to-month. Cancel anytime.

Yes. Aggregated view of client investments across different platforms with asset allocation breakdowns and performance tracking.

Yes. Track initial fees, ongoing fees, commission income, and AUM-based revenue with client profitability analysis.

Yes. Full POPIA compliance with consent management, data retention policies, and audit trails for all client information.

Yes. Auto-generated review meeting packs with portfolio performance, asset allocation, market context, and recommended actions.

Yes. Track each representative's license status, CPD progress, client portfolio, and revenue contribution.

Built-in risk profiling questionnaires aligned with FAIS requirements. Results are stored against the client record and linked to records of advice.

Want This For Your Business?

Let's talk about how Wealth Hub can transform your operations.